The selfish gene revisited:
reconciliation of Williams-Dawkins and
conventional definitions
Donald R. Forsdyke
Darwin_missed_Mendel,_not_Sanderson_and_Beale Gene,_not_individual,_as_unit_of_heredity Agendas,_trade-offs,_and_kin-selection Structure-mediated_homology_recognition Strand_migration_to_the_genic_boundary End_Note_on_Hotspots_(November_2011) End_Note_on_Akiyoshi_Wada_(October_2014)
Keywords:
Base composition, Chromosome, Crossing-over, Gene definition,
Homostability, Meiosis, Recombination
Darwin missed Mendel, not Sanderson and Beale Although Mendel's famous paper was published in
1866, its importance was not recognized until 1900 when the Mendelian
revolution began (Cock and Forsdyke 2008). But another 1866 publication
was brought to Charles Darwin's attention by an article in
Gardeners' Weekly (Beale
1866; Darwin 1868: 378). This was a Royal Commission Report on the
cattle plague - now known to be caused by a virus - that was then
ravaging Another contributor, the pathologist Lionel
Beale, concluded: "With regard to the nature of the contagium itself,
evidence has been adduced to show that it consists of very minute
particles of matter in a living state, each capable of growing and
multiplying rapidly when placed under favourable conditions." In earlier
testimony to the Commission, the Medical Officer to the Privy Council
had declared (Simon 1865):
These observations, which extended Louis
Pasteur's work on the, then highly controversial, germ theory of disease
(O'Malley 2009), led to Darwin's
"provisional hypothesis of pangenesis" (Darwin 1868: 357-404; Forsdyke
2001). He proposed that the individual characters of an organism could
be transmitted through the generations in the form of minute "gemmules"
- now best equated with genes. These were "capable of largely
multiplying themselves by self-division, like independent organisms" and
were part of the "formative matter which is contained within the
spermatozoa." Thus, "the child, strictly speaking, does not grow into
the man, but includes germs which slowly and successively become
developed and form the man." Given that a
"contagium" could spread from
animal to animal, it was easy to believe that a gemmule, after
appropriate somatic education, might leave its cell of origin and
transfer to the germ line, so that parental experience could be
transmitted to offspring. While this Lamarckian aspect of pangenesis
gained little support, the idea that the "gemmules," or "pangens," could
correspond to individual characters, was deemed sound by Hugo de Vries
(1889). Darwin's mathematician son, George, had
calculated the minute size of the inorganic molecules that chemists were
then studying and Darwin noted (Darwin 1875: 373-374): "No doubt the
[organic] molecules of which an organism are formed are larger, from
being more complex, than those of an inorganic substance, and probably
many molecules go to the formation of a gemmule; but -- we can see what a
vast number of gemmules -- [an organism] might contain." He concluded
that: "Each living creature must be looked at as a microcosm - a little
universe, formed of a host of self-propagating organisms, inconceivably
minute and numerous as the stars in heaven" (Darwin 1868: 404). Although unaware of Mendel, many biologists at
that time knew that in crosses between dissimilar types certain
characters (e.g. tallness in peas) were dominant ("prepotent") over
others (e.g. smallness in peas; Roberts 1929: 170). When considering
prepotency,
More colourfully,
The case was made more formally by the
embryologist Wilhelm Roux (1881). To the end of his life, Huxley (1893:
vi) persisted in his belief in a "struggle for existence within the
organism." Although not agreeing with the Lamarckian
aspects of his cousin's pangenesis hypothesis, Francis Galton accepted
that an organism could be viewed as a constellation of characters for
each of which there could be a corresponding gemmule, which he referred
to as an "element." In
His case was broadly framed in abstract terms:
From this we see that, in apparent ignorance of
Mendel's work, by 1899 the idea of what we now refer to as "genes," with
a degree of competitiveness that we can now refer to as "selfish," was
established in some influential quarters. Although when considering sex
ratios in 1871
Gene, not individual, as unit of heredity Following the discovery of Mendel's work in
1900, the zoologist William Bateson and the horticulturalist Charles
Hurst became its major advocates in the English-speaking world (Cock and
Forsdyke 2008). Their elliptical writings, especially those of Bateson,
made heavy demands on readers. For example, the word "gene" having not
been yet coined, rather than Galton's "elements" or Weismann's "ids"
they referred to "factors" - a term that had to be carefully interpreted
in context. Parental gametes united to form a zygote that grew into an
adult that then produced fresh gametes. This process was fundamentally
the same in plants and animals. It was now recognized that, during
gametogenesis, each pair of genes ("allelomorphs" corresponding to a
particular character) that had been separately introduced into the
zygote with each parental gamete, were again separated ("segregated"). Having noted Michael Guyer's description of the
cytology of spermatogenesis (Bungener and Buscaglia 2003), on October 1st
1902 Bateson (1904) declared that there was "reason to believe that the
chromosomes of the father plant and mother plant, side by side,
represent blocks of parental characters". But it took the next two
decades to clarify the cytological details, which were elaborated as the
"Sutton-Bovari" hypothesis by Edmund Wilson (1925). During meiotic
division in the gonads, homologous chromosomes were seen to pair and
randomly exchange opposing segments ("recombination"). There was "crossing over"
- a breaking and joining between the chromosomes.
This meant that, while order was usually unchanged, the set of the
segments in each chromosome of an emerging gamete (today referred to as
its "haplotype") was different from that of the corresponding
chromosomes of the parent. In an address to the Leicester Literary and
Philosophical Society Hurst (1904) referred to germ cells (gametes) as
containing a "factor of" or "factor for" a character,25 and
added:
Guided by the interpolations within square
brackets, the modern reader can see that, if by "the true unit of
heredity" Bateson (1919) expanded on this in an address to
the Yorkshire Natural Science Association on the "mongrel" composition
of the populations of modern nation states:
That a man might transfer
no genes to his
grandchildren, although consistent with some of the observations of
Guyer, somewhat overstated the case. In "some remarks about units of
heredity" Wilhelm Johannsen (1923), whose first language was not
English, spelled out the biological detail:
Bateson's death in 1926 marked the end of an
era. By then the word "gene," introduced by Johanssen around 1909, was
well established, as was the notion that genes were distributed along
chromosomes in linear order. Sexual reproduction, through recombination
between homologous chromosomes, was seen as disrupting that order so
that, seeming to be the least disruptable, it was the gene that appeared
to be the most stable unit of heredity (Morgan 1926). Although the idea
of competition was around, the extension of this, to the idea that a
gene might have its own agenda, was for the future. But it was the close
future, not the distant future.
Agendas, trade-offs, and kin-selection In the 1920s work on pneumococcal transformation initiated studies
leading to the biochemical characterization of genes (Griffith 1928;
Olby 1974). Shortly thereafter, the polymath J. B. S. Haldane (his
initials being derived from his above-mentioned uncle, John Burdon Sanderson) united two apparently disparate concepts. First, since
plant fertilization involved transfer of the male germ by way of the
pollen tube to the ovule, then if multiple pollen grains alighted on the
female stigma, success would go to the grain whose tube grew fastest.
Second, a single gene expressed at two different stages of a life cycle
might produce different, stage-specific, outcomes (i.e. it could be
pleiotrophic); ideally, it would be beneficial at both stages, but a
mutant form of the gene might benefit one stage, not the other
(antagonistic pleiotrophy). Haldane (1932) wrote:
The ability of a gene to influence fertilization is likely to dominate,
since without fertilization there can be no adult. On the other hand, a
less than perfect adult might still be able to reproduce sufficiently to
ensure the gene's passage to future generations where it would again
promote fertilization at the expense of adult fitness. Thus, individual
plants can be at the mercy of a mutant gene in pollen grains and, in the
absence of any countervailing influence, eventually the gene should
spread to the entire species. In the apparently ascending hierarchy -
gene, organism, species - it would be the "agenda" of the lowest member
that was followed.
Haldane also noted that genes that promoted altruistic conduct would be
included in this category: "For in so far as it makes for survival of
one's descendants and near relations, altruistic behaviour is a kind of
Darwinian fitness, and may be expected to spread as the result of
natural selection." This idea was mathematically elaborated in terms of
trade-offs and preferential kin-selection by William Hamilton (1964). At
that time George C. Williams was composing his seminal text
Adaptation and Natural Selection
(Williams 1966). These two - Hamilton and Williams - were the main
antecedents acknowledged by Dawkins (1976).
It follows from the mechanics of recombination
that genes, rather than the chromosomes that contain them, are most
likely to remain intact through the generations. Thus children differ
from their parents because they have different combinations of genes,
but a given gene in a child is usually identical to that of the parent
it was inherited from. This theme, set out by Bateson and Johannsen
above, was echoed by Williams. However, he went further in proposing
that genes should be defined
by this characteristic (Williams 1966: 22-25):
Dawkins (1976) agreed:
We must here digress to note that for present
purposes we do not follow Williams (1985) in his view that "the gene is
not the [DNA] molecule, but the information coded by the molecule". This
was later elaborated in Natural
Selection: Domains, Levels, and Challenges
where he noted (Williams 1992:
10-13) that: "Information can exist only as a material pattern, but the
same information can be recorded in a variety of patterns in many
different kinds of material. A message is always coded in some medium,
but the medium really is not the message." Here Williams conflates the
words "message" and "information." This is easily done. For example, "Did you get his message?" can enquire either whether you received the
medium (e.g. paper in an envelope), or whether you had understood the
information contained in that medium (i.e. whether information
flowed from the medium to
your head). Here we take the medium to be the message (McLuhan 1964). A
DNA sequence (gene), if subjected to an appropriate reading process, can
be seen to contain
information (e.g. for the amino acid sequence of a protein). But the
information itself is an abstract entity. The medium - a sequence of
bases in DNA - is the
message. This message contains
information, but is not itself
that information. Genes are DNA! Typically, information
flows from DNA (gene), by way
of messenger RNA (not a gene, even though containing genic information),
to protein. This particular form of information - protein-encoding
information - is but one of many
forms of information that can be contained simultaneously in a given DNA
sequence (Forsdyke 2006: 183-224). These forms include "accent" or
"dialect" (see below).
Although certain parts of genomes were known to
be more prone to recombination than others ("hotspots"), it was not
thought that recombination would respect genic boundaries. Recombination
occurred both between and
within genes. While averring
that "a body is the genes' way of preserving the genes unaltered,"
Dawkins (1976) recognized that William's "ultimate indivisible fragment"
might need some qualification:
Thus, to get round the boundary problem, Dawkins
advanced a statistical conception of the gene. Genes were small parts of
genomes, so the probability was high that a small chromosome segment
containing a gene would escape meiotic fragmentation for many
generations. While eventually the gene would succumb to the
recombination mill, he implied that this would be a rare event:
The perspective of Williams and Dawkins was very
different from that of many biochemists who had to deal with real DNA
sequences, and had to associate gene names with distinct segments for
which start and stop signals had to be precisely assigned (Forsdyke
2009; Griffiths and Stotz 2006; Stotz 2009). In extreme form, the
Williams-Dawkins definition would include an entire chromosome as a "gene" if that chromosome happened to be excluded from recombination (as
in the case of chromosomes in the male fruit fly germ line). So should
we shrug off the Williams-Dawkins gene definition in terms of
recombination as rhetorical, designed to emphasize their new
perspective, rather than as a serious attempt to delineate the gene? Or
could they, unknowingly, have been pointing to a hidden genic boundary,
somehow related to recombination? Here we turn to the homostability
principle and its role in recombination. The revolutionary
selfish gene "comet" that
appeared in the skies of evolutionary biology in 1976 was widely
observed. It followed a no less important, but largely unobserved,
homostability principle "comet" that had appeared in 1975. Each gene,
while adhering to the general trend in base composition of the genome
that contains it, has its own distinctive base composition - it has a
distinctive proportion of the four DNA bases that are either G or C
(i.e. a distinctive "GC%"). The biophysicist Akiyoshi Wada, whose first
language was not English, described this as a "homostabilizing
propensity" that might relate to recombination (Wada et al. 1975):
There had already been theoretical
pronouncements by Holliday (1968) and Schaap (1971) that there were at
least two hierarchical levels of information in DNA, one of which might
specially relate to recombination. But, to this theory, Wada and
coworkers added hard data. They distinguished base order-dependent "genetic information" that, in the tenor of their times, largely meant
protein-encoding information, and base composition-dependent "genetic
information." They recognized that "to make a homostability region"
other functions might be threatened, but potential conflicts could be
minimized "without spoiling the biological meaning" through the "necessary redundancy" of the genetic code (e.g. to encode glycine, a
low GC% gene uses GGT or GGA, and a high GC% gene uses GGC or GGG).
The emergence of sequencing technologies in the
1970s permitted the boundaries of the Wada homostability regions to be
approximated to those of genes (Bibb et al. 1984; Wada and Suyama 1986),
and the term "microisochore" was suggested (Forsdyke 2004). This
indicated a region of uniform base composition less extensive than the
large sub-genomic segments of uniform base composition ("isochores")
that Georgio Bernardi and his associates had described (Filipski et al.
1973). The work of Erwin Chargaff in the 1950s had
shown that biological species tended to differ in their overall genomic
GC% values (Chargaff 1963). Indeed, in 1980 Richard Grantham advanced
his "genome hypothesis," noting that a distinctive base composition
could be viewed as the "dialect" or "accent" of a genome that would be
imposed on its genes (Grantham 1980; Grantham et al. 1986; Paz et al.
2006). Yet, within this genome framework there can be further "accent"
differentiation. Thus, today we can distinguish three levels of
homostability (i.e. GC% uniformity) - microisochores (genes), "macroisochores" (isochores), and whole genomes. We here omit
consideration of macroisochores.
Structure-mediated homology recognition Central to the issue is the homology search
process by which nucleic acid molecules recognize each other prior to
recombination, a process that can occur both in somatic cells and when
homologous chromosomes pair during meiosis in germ-line cells. Despite
decades of research on recombination and its associated enzymes, it is
lamented that "the mechanism by which homologs uniquely pair with each
other is poorly understood" (Blumenstiel et al. 2008). We still have
little idea how two "homologous needles find each other in the genomic
haystack" (Barzel and Kupiec 2008). We are urged "to 'branch out' in our
thinking about meiotic recombination" (Cromie and Smith 2007). Homologous recombination occurs between
sequences which are identical, or very closely so. It is easy to imagine
- and many textbook diagrams support the idea - that first one strand of
a DNA duplex is cut and then a free single-strand seeks a complementary
strand in another DNA duplex. However, certainly in fruit fly and
nematode worms, homology recognition does not require initial strand
breakage (Moore and Shaw 2009). Indeed, homology recognition can occur
between intact DNA duplexes in a simple salt solution in the absence of
proteins (Kornyshev and Wynveen 2009; Danilovitz et al. 2009). As to the mechanism, there is evidence that
"the
DNA duplex is labile on a millisecond time scale, allowing local bubble
formation" (i.e. strand separation without breakage), so that "alignment
of DNA molecules of identical sequence and length could be stabilized by
such perturbations occurring simultaneously (and transiently) at
identical positions in the sequence" (Inoue et al. 2007). This has been
referred to as "structure-mediated homology recognition" (Baldwin et al.
2008; Kornyshev 2010). There is some, albeit indirect, evidence
consistent with this occurring in
vivo without participation of gene products (i.e. RNA and proteins;
Bateman and Wu 2008; Blumenstiel et al. 2008).
But the "bubbles" would be unlikely to remain
single stranded. If not prevented by single-strand binding proteins or
unusual sequence characteristics, the extruded single-strands should
collapse on themselves and adopt folded stem-loop configurations. In
studies of pairing between single-stranded RNA molecules, Tomizawa
showed that complementary molecules must first recognize each other,
prior to hybridization, by
exploratory "kissing" interactions (base pairing) between the loops of
stem-loop structures (Eguchi et al. 1991). By analogy, Kleckner and
Weiner (1993) proposed that this might apply to the pairing of
complementary DNA sequences. Initial loop-loop interactions would
progress to the annealing of complementary strands (Figure 1), thus
setting the stage for strand breakage and recombination.
Recombination being a genome-wide activity, this proposal led to
predictions that could be subjected to bioinformatic analysis:
(i) the
potential to extrude stem-loops would be widely distributed; (ii) a
regularity in DNA base composition, known as Chargaff's second parity
rule ("PR2"), would tend to apply generally to single-strands of DNA.
Both predictions were confirmed (Forsdyke 1996). For example, consider
the following two stranded DNA sequence where a T in the top strand
pairs with an A in the bottom strand (and vice versa), and a C in the
top strand pairs with a G in the bottom strand (and vice versa). Stare
at the sequence as long as you like and nothing remarkable is likely to
emerge:
Yet, the sequence has a special property found widely distributed in biological DNA sequences. If we peel away the top strand it can then fold into the following form with two major elements, a stem and a loop: C TGCGACGC G ACGCTGCG TA A For
this structure to form there have to be appropriately arranged
("palindromic") sets of matching (complementary) bases. The stem
consists of paired bases (T matching A, and C matching G). Only the
bases in the loop (CGATA)
are unpaired. If you count the bases,
A=4,
C=7,
G=7 and
T=3. Numerically T
approximates to A, and C approximates to G, so PR2 applies. Some thought that PR2 would be explained in
terms of "mutational biases" that were of little biological significance
(Sueoka 1999). However, it is now agreed that genomes contain sequences
that "may be under selective pressure to preserve their palindromic
character and therefore follow PR2 (as pure palindromic sequences are
effectively base paired)." (Lobry and Sueoka 2002). Indeed, Bultrini et
al. (2003), noting a "symmetrical trend" in DNA sequences, invoked
"formation of stem-loop structures." From this perspective, some long-standing
recombination models, classified as "paranemic" (no initial strand
breakage), can be seen as having much to commend them (Crick 1971;
Sobell 1972; Wagner and Radman 1975; Doyle 1978; Wilson 1979). Evidence
for "paranemic crossover DNA" is mounting (Wang et al. 2010). Its
importance for the present paper is that the rate-limiting step in
recombination is likely to be, not the actual
pairing of homologous DNA
strands, but the extrusion of
appropriate stem-loop structures from duplex DNA (Figure 1). The
extrusion is likely to be symmetrical, affecting both strands of a
duplex equally, and to be critically dependent on base composition
(Forsdyke 2007). When the GC% values of two sequences are close, the
shapes and tempos of stem-loop extrusions can be similar, a condition
propitious for the strand pairing that precedes recombination. When GC%
values differ, then, however similar sequences are in other respects,
the pairing is disfavoured. Asymmetrical extrusion is considered
elsewhere (Lao and Forsdyke 2000; Zhang et al. 2008).
Strand migration to the genic boundary So whether recombination will occur between two
sequences depends on the extent to which their GC% values agree. What
has this to do with the Williams-Dawkins definition of the gene? The
crossover junctions within recombination complexes ("Holliday
junctions") can move along DNA to extend a region of paranemic pairing
(Figure 2). This branch migration is affected by the sequence (Sun et
al. 1998). Recent work suggests that migration proceeds when the
junction unfolds, and stalls when the junction folds - a process that is
sensitive to differences in GC% (Karymov et al. 2008). Thus, a shift in
GC% at the genic boundary should suffice to stop migration. Should the
initial cross-over have occurred within a gene, then the cross-over
point would proceed along a region of relatively uniform GC%
(corresponding to the gene) until it approached a region of different
GC% (intergenic DNA, neighbouring gene or intron). The change in GC%
would halt the migration. It is postulated that this would be sensed by
recombinogenic enzymes, which would then initiate strand-breakage. (For
genes with multiple exons, we should read exon instead of gene.) While
not excluding intragenic recombination, this process would greatly
decrease its probability. Thus the Williams-Dawkins gene would tend to
remain intact through the generations.
Since there is a positive association between
palindromes (i.e. stem-loop potential) and recombinational crossing-over
(Inagaki et al. 2009), then also working to protect genes from
recombinational disruption would be the lower potential to extrude
stem-loops in exons than in introns and flanking DNA (Forsdyke 2006:
207-224). Indeed, fine-scale maps show that recombination crossover
points mainly occurs outside human genes (McVean et al. 2004; Coop et
al. 2008). These considerations emphasize the positive role
of GC% identity in the successful pairing of allelic genes, but of equal
significance is the negative role of GC% non-identity in
preventing the pairing of
non-allelic genes, both somatically and in germ-line cells. This has
implications for the successful duplication both of genes and of genomes
(speciation). When GC% non-identity extends to entire meiotic
chromosomes then gametogenesis fails, a condition propitious for
divergence into two species. The case has been made from evidence, both
historic and modern, that reproductive isolation that leads to
speciation can initially be secured by virtue of differences in GC%
(Forsdyke 2010). Historical antecedents of the selfish gene
concept date back to the nineteenth century. Williams and Dawkins went
further in defining the gene in terms of its ability to resist
recombinational disruption. But there need be no fundamental discrepancy
between their definition and the conventional definitions of
biochemists. Numerous studies, especially those of biophysicist Akiyoshi
Wada and colleagues (Wada et al. 1975; Wada and Suyama 1986), have shown
that, in addition to encoding a distinctive function dependent upon
primary sequence (base order), within the same boundaries each gene has
a distinctive, and to some extent
independent, base composition. The latter (GC%) is a gene's "accent"
that has the potential to determine whether paranemic pairing (no strand
breakage) between it and its allele can occur. The postulate that
recombinational strand breakage can proceed when GC% uniformity is lost
(i.e. at conventional genic boundaries) brings the two definitions into
close correspondence.
Acknowledgement
Queen's University hosts my web-pages which display some works of
Michael Guyer and several of the cited references including the
Third Report of the Commissioners
on the Cattle Plague (http://www.queensu.ca/academia/forsdyke/homepage).
This paper is dedicated to the memory of George Williams, who died on 7th
September 2010.
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End Note on Hotspots (November 2011)
End Note on Akiyoshi Wada (October 2014)
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This page was posted in Jan 2011, and last updated 08 Nov 2020, by D. R. Forsdyke